Branch Support Analyst - Licensing & Controls (HYBRID)
Equitable is a company committed to helping clients secure their financial well-being. They are seeking a Branch Support Analyst - Licensing & Controls to provide high-level customer service support, maintain licensing records, and ensure quality control for their assigned branches.
Responsibilities
- Provide high level customer service support for the assigned Branches and maintain field force Contract, Licensing and Registration records
- Function as an information resource and quality control
- Under general supervision, enter, update and maintain all records regarding new hire processing, individual licensing and registration needs
- Review and process the initial FINRA form U4s, Departments of Insurance License/Appointment applications, Appointment renewals and Contracting updates for candidates
- Update and maintain candidate records using external and internal systems and applications
Skills
- Excellent communication skills
- Strong work ethic, reliable and innovative
- Ability to manage multiple tasks while meeting strict deadlines and able to prioritize in a fast paced, high-pressure environment
- Great organizational skills
- Good team player and willing to learn additional support functions, as needed
- Proficient knowledge of word processing and spreadsheet applications
- Knowledge of SEC, FINRA and State Insurance licensing
- Bachelor's degree
- 1+ years experience in Finance or Insurance industry
Benefits
- Base salary increases
- Spot bonuses
- Short-term incentive compensation opportunities
- Medical
- Dental
- Vision
- A 401(k) plan
- Paid time off
Company Overview