Regulatory Reporting Analyst (Capital Management / Risk Reporting)
Dice is the leading career destination for tech experts at every stage of their careers. Our client, RealTek Consulting, is seeking the following. Apply via Dice today! Regulatory Reporting Analyst (Capital Management / Risk Reporting) Location: Stamford, CT / Remote Duration: 12+ Months Experience Required: 4–6 Years Primary Skill: Risk & Regulatory Compliance Analytics Position Overview We are seeking a Regulatory Reporting Analyst with strong experience in Capital Management and Regulatory Reporting within top-tier financial institutions (CAT-2 / CAT-3 organizations). The ideal candidate will play a key role in ensuring regulatory compliance by performing data analysis, reconciliations, reporting validations, and enhancing governance frameworks across financial and risk reporting functions.
Key Responsibilities
Regulatory Reporting & Compliance
- Support preparation and submission of regulatory reports including:
- FR Y-15 (European Risk Assets & US Risk Assets)
- 2052A / 6G liquidity and risk reporting
- Perform reconciliations between regulatory reports and underlying general ledger data.
- Monitor regulatory thresholds and ensure compliance readiness.
- Support statutory and regulatory reporting to relevant authorities.
Capital Management & FP&A Reporting
- Contribute to Capital Management reporting processes.
- Support manual FP&A regulatory reporting processes.
- Perform trend analysis and detailed data validations.
- Strengthen operational quality standards for reporting accuracy.
Data Governance & Control Framework
- Evaluate and enhance data governance practices.
- Develop and maintain robust internal control frameworks.
- Identify, assess, and mitigate financial and regulatory risks.
- Ensure safeguards against misreporting and strengthen compliance posture.
Stakeholder Collaboration
- Partner with:
- Finance
- Risk
- Treasury
- Front Office teams
- Aggregate and validate financial data across departments.
- Provide insights and reporting support to senior leadership.
Financial Systems & Process Improvement
- Support financial system selection, implementation, and integration efforts.
- Work with IT teams to enhance financial data systems.
- Develop and implement updated financial policies and procedures.
Required Skills & Experience
- 4–6 years of experience in Regulatory Reporting / Capital Management.
- Experience in top-tier financial institutions (CAT-2 / CAT-3 preferred).
- Hands-on experience with:
- FR Y-15 reporting
- 2052A / 6G regulatory reporting
- Experience with
- Data reconciliation
- Regulatory threshold monitoring
- Financial controls & governance
- Strong understanding of financial reporting standards.
- Strong analytical and problem-solving skills.
Preferred Skills
- Experience with Axiom reporting platform.
- Exposure to MUFG reporting environments.
- Experience with Financial Planning & Analysis (FP&A) platforms.
- Experience strengthening regulatory reporting governance frameworks.
Key Competencies
- Strong risk and compliance mindset.
- High attention to detail.
- Strong collaboration and communication skills.
- Ability to work in fast-paced financial environments.
- Strong data analysis and reconciliation expertise.